Last update: 10/11/2024
| Email Return – Silver | ||
| Task Description and Comments | [FA Name] – [Firm] = 1 contact [FA 1 & FA 2]- [Firm] = 2 contacts [FA 1 & [Others] = 3 or more contacts or recordings with multiple notes | Required |
| Type | Email Return (fixed) | Not Required |
| Special Instructions | Put here any special instructions to take note from the wholesaler. | Not Required |
| Internal Comments | Put here additional information that will help with processing the note. BEST PRACTICE is to put the contact name found on FINRA here to check for spelling errors. |
Not Required |
| Note Timezone | Skip | Not Required |
| Group | Check this box if the note has more than one contacts. | Required |
| Group Follow-up | Skip | Not Required |
| Date | As dictated. Use the received date in DANA if none. | Required |
| Time | ** If specified, please add to Description box below the name – firm name line | Not Required |
| Date Time Finish | ** If specified, please add to Description box below the name – firm name line | Not Required |
| Interval | Skip | Not Required |
| Contact | Input the details dictated by the wholesaler. . First name, last name as specified . Organization – Firm name as specified . Location – City name, state abbreviation |
Required |
| Type | Skip | Not Required |
| Sub Type | Skip | Not Required |
| Subject | Skip | Not Required |
| Description | [First and Last name] – [Firm name]
** (Place time here if specified) Clean verbatim transcription |
Required |
Exercise Files